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1. Overview of Catastrophic AI Risks
0.1
Preface
1.1
Overview of Catastrophic AI Risks
1.2
Malicious Use
1.3
AI Race
1.4
Organizational Risks
1.5
Rogue AIs
1.6
Discussion of Connections Between Risks
2. AI Fundamentals
2.1
AI Fundamentals
2.2
Artificial Intelligence & Machine Learning
2.3
Deep Learning
2.4
Scaling Laws
2.5
Speed of AI Development
2.6
AI Fundamentals Conclusion
3. Single Agent Safety
3.1
Single Agent Safety
3.2
Monitoring
3.3
Robustness
3.4
Alignment
3.5
Systemic Safety
3.6
Safety and General Capabilities
3.7
Conclusion
4. Safety Engineering
4.1
Safety Engineering
4.2
Risk Decomposition
4.3
Nines of Reliability
4.4
Safe Design Principles
4.5
Component Failure Accident Models and Methods
4.6
Systemic Factors
4.7
Tail Events and Black Swans
4.8
Conclusion
5. Complex Systems
5.1
Complex Systems
5.2
Introduction to Complex Systems
5.3
Complex Systems for AI Safety
5.4
Conclusion
6. Beneficial AI and Machine Ethics
6.1
Beneficial AI and Machine Ethics
6.2
Law
6.3
Fairness
6.4
The Economic Engine
6.5
Wellbeing
6.6
Preferences
6.7
Happiness
6.8
Social Welfare Functions
6.9
Moral Uncertainty
7. Collective Action Problems
7.1
Collective Action Problems
7.2
Game Theory
7.3
Cooperation
7.4
Conflict
7.5
Evolutionary Pressures
7.6
Conclusion
8. Governance
8.1
Governance
8.2
Growth
8.3
Distribution
8.4
Corporate Governance
8.5
National Governance
8.6
International Governance
8.7
Compute Governance
8.8
Conclusion
9. Appendices
9.1
App. A: Normative Ethics
10.1
App. B: Utility Functions
11.1
App. C: Reinforcement Learning
12.1
App. D: Long-Tailed and Thin-Tailed Distributions
13.1
App. E: Evolutionary Game Theory
14.1
App. F: Other Cooperation Mechanisms
15.1
App. G: Intrasystem Conflict Causes
16.1
Acknowledgements
All
Section
Appendix
3.3

Robustness

AI systems are vulnerable to adversarial examples, Trojans and other attacks. We need progress on improving the robustness of models to ensure that powerful AI systems are not misused or stolen.

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Review Questions

How can the use of inaccurate proxies lead AI systems to cause harm?

Answer:

Proxies that fail to capture important values we care about can result in models exploiting those gaps and taking undesired actions that negatively impact people.

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What is an example that illustrates Goodhart's law in proxies?

Answer:

In Hanoi, paying for rat tails to control the population led people to just cut off tails, increasing the rat population over time as the proxy and goal became inversely related.

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Why could reliance on AI systems to evaluate other AIs be risky?

Answer:

AI evaluators could be vulnerable to exploitation from adversarial attacks or proxy gaming, undermining their ability to accurately assess other AI systems.

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0.1
1.1
1.2
1.3
1.4
1.5
1.6
2.1
2.2
2.3
2.4
2.5
2.6
3.1
3.2
3.3
3.4
3.5
3.6
3.7
4.1
4.2
4.3
4.4
4.5
4.6
4.7
4.8
5.1
5.2
5.3
5.4
6.1
6.2
6.3
6.4
6.5
6.6
6.7
6.8
6.9
7.1
7.2
7.3
7.4
7.5
7.6
8.1
8.2
8.3
8.4
8.5
8.6
8.7
8.8
9.1
10.1
11.1
12.1
13.1
14.1
15.1
16.1
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Citation:
Dan Hendrycks. Introduction to AI Safety, Ethics and Society. Taylor & Francis, (2024). ISBN: 9781032798028. URL: www.aisafetybook.com

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