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1. Overview of Catastrophic AI Risks
0.1
Preface
1.1
Overview of Catastrophic AI Risks
1.2
Malicious Use
1.3
AI Race
1.4
Organizational Risks
1.5
Rogue AIs
1.6
Discussion of Connections Between Risks
2. AI Fundamentals
2.1
AI Fundamentals
2.2
Artificial Intelligence & Machine Learning
2.3
Deep Learning
2.4
Scaling Laws
2.5
Speed of AI Development
2.6
AI Fundamentals Conclusion
3. Single Agent Safety
3.1
Single Agent Safety
3.2
Monitoring
3.3
Robustness
3.4
Alignment
3.5
Systemic Safety
3.6
Safety and General Capabilities
3.7
Conclusion
4. Safety Engineering
4.1
Safety Engineering
4.2
Risk Decomposition
4.3
Nines of Reliability
4.4
Safe Design Principles
4.5
Component Failure Accident Models and Methods
4.6
Systemic Factors
4.7
Tail Events and Black Swans
4.8
Conclusion
5. Complex Systems
5.1
Complex Systems
5.2
Introduction to Complex Systems
5.3
Complex Systems for AI Safety
5.4
Conclusion
6. Beneficial AI and Machine Ethics
6.1
Beneficial AI and Machine Ethics
6.2
Law
6.3
Fairness
6.4
The Economic Engine
6.5
Wellbeing
6.6
Preferences
6.7
Happiness
6.8
Social Welfare Functions
6.9
Moral Uncertainty
7. Collective Action Problems
7.1
Collective Action Problems
7.2
Game Theory
7.3
Cooperation
7.4
Conflict
7.5
Evolutionary Pressures
7.6
Conclusion
8. Governance
8.1
Governance
8.2
Growth
8.3
Distribution
8.4
Corporate Governance
8.5
National Governance
8.6
International Governance
8.7
Compute Governance
8.8
Conclusion
9. Appendices
9.1
App. A: Normative Ethics
10.1
App. B: Utility Functions
11.1
App. C: Reinforcement Learning
12.1
App. D: Long-Tailed and Thin-Tailed Distributions
13.1
App. E: Evolutionary Game Theory
14.1
App. F: Other Cooperation Mechanisms
15.1
App. G: Intrasystem Conflict Causes
16.1
Acknowledgements
All
Section
Appendix
1.1

Overview of Catastrophic AI Risks

There are a range of risks from AI systems, including both present-day risks and risks that may emerge in the near future. These include risks of catastrophic outcomes, which can be split into risks from malicious use, AI races, organizational risks, and rogue AIs.

Summary

We review a variety of AI risks that have the potential to lead to catastrophic societal outcomes. These risks are organised into four categories: malicious use, in which individuals or groups intentionally use AIs to cause harm; AI race, in which competitive environments compel actors to deploy unsafe AIs or cede control to AIs; organizational risks, highlighting how human factors and complex systems can increase the chances of catastrophic accidents; and rogue AIs, describing the inherent difficulty in controlling AI systems that may outperform humans in many tasks. For each category of risk, we look at various specific hazards falling under this category and stories that illustrate how such risks might play out.

Further reading

C. Nelson and S. Rose, "Understanding AI-Facilitated Biological Weapon Development," Centre for Long-Term Resilience, October 2023.

Y. Shavit et al., "Practices for Governing Agentic AI Systems," OpenAI, December 2023.

P. Scharre, Army of None. W.W. Norton, 2018.

P. Park et al., "AI Deception: A Survey of Examples, Risks, and Potential Solutions," ArXiv abs/2308.14752, 2023.

Discussion Questions

Review Questions

0.1
1.1
1.2
1.3
1.4
1.5
1.6
2.1
2.2
2.3
2.4
2.5
2.6
3.1
3.2
3.3
3.4
3.5
3.6
3.7
4.1
4.2
4.3
4.4
4.5
4.6
4.7
4.8
5.1
5.2
5.3
5.4
6.1
6.2
6.3
6.4
6.5
6.6
6.7
6.8
6.9
7.1
7.2
7.3
7.4
7.5
7.6
8.1
8.2
8.3
8.4
8.5
8.6
8.7
8.8
9.1
10.1
11.1
12.1
13.1
14.1
15.1
16.1
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Citation:
Dan Hendrycks. Introduction to AI Safety, Ethics and Society. Taylor & Francis, (forthcoming). ISBN: 9781032798028. URL: www.aisafetybook.com

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